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Final Rule: Nationally Recognized Statistical Rating Organizations

Final Rule: Nationally Recognized Statistical Rating Organizations

RIN: 3235-AL15

Agency/Agencies: SEC

Federal Register Publication Date: 09/15/2014

Correction: 10/14/2014

Summary: In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) and to enhance oversight, the SEC: adopted amendments to existing rules and new rules that apply to credit rating agencies registered with the SEC as nationally recognized statistical rating organizations; adopted a new rule and form that apply to providers of third-party due diligence services for asset-backed securities; and adopted amendments to existing rules and a new rule that implement a requirement added by the Dodd-Frank Act that issuers and underwriters of asset-backed securities make publicly available the findings and conclusions of any third-party due diligence report obtained by the issuer or underwriter. The SEC also adopted certain technical amendments to existing rules.

Ianthe Zabel
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