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SEC Rulemakings list


Final Rule: Family Offices

Final Rule: Family Offices

RIN: 3235-AK66

Agency/Agencies: SEC

Federal Register Publication Date: 06/29/2011

Summary: The SEC adopted a rule to define “family offices” that are excluded from the definition of aninvestment adviser under the Investment Advisers Act of 1940 (“Advisers Act”) and thus are not subject to regulation under the Advisers Act.

Ianthe Zabel
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