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SEC Rulemakings list

   

Interim Final Rule: Temporary Registration of Municipal Advisors

Interim Final Rule: Temporary Registration of Municipal Advisors

RIN: 3235-AK69

Agency/Agencies: SEC

Federal Register Publication Date: 09/08/2010

Correction: 07/18/2012

Summary: The SEC adopted an interim final temporary rule that established a means for municipal advisors, as defined in the Dodd-Frank Wall Street Reform and Consumer Protection Act, to satisfy temporarily the requirement that they register with the SEC by October 1, 2010.

 

Ianthe Zabel
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