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Joint Final Rule and Interim Final Rule: Further Definition of ‘‘Swap Dealer,’’ ‘‘Security-Based Swap Dealer,’’ ‘‘Major Swap Participant,’’ ‘‘Major Security-Based Swap Participant’’ and ...

Joint Final Rule and Interim Final Rule: Further Definition of ‘‘Swap Dealer,’’ ‘‘Security-Based Swap Dealer,’’ ‘‘Major Swap Participant,’’ ‘‘Major Security-Based Swap Participant’’ and ‘‘Eligible Contract Participant’’

RINs: 3038-AD06, 3235-AK65

Agency/Agencies: CFTC, SEC

Federal Register Publication Date: 05/23/2012

Correction: 07/23/2012

Summary: In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, the CFTC and the SEC, in consultation with the Board of Governors of the Federal Reserve System, adopted new rules and interpretive guidance under the Commodity Exchange Act, and the Securities Exchange Act of 1934, to further define the terms ‘‘swap dealer,’’ ‘‘security-based swap dealer,’’ ‘‘major swap participant,’’ ‘‘major security-based swap participant,’’ and ‘‘eligible contract participant.’’

Ianthe Zabel
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