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Practising Law Institute: The SEC Speaks in 2018

  • Ronald Reagan Building 1300 Pennsylvania Avenue Northwest Washington, DC, 20004 United States (map)

Ethics

  • Overview of Commission’s Rule 102(e) program for attorneys
  • Recent case developments in discipline of attorneys appearing and practicing before the SEC
  • Other ethical issues for practitioners before the Commission

Speakers: Office of the General Counsel
Jeff Rosenblum, Deputy General Counsel
Thomas J. Karr, Assistant General Counsel
Donna McCaffrey, Special Trial Counsel
Commentators:
Hon. Paul S. Atkins
Hon. Edward H. Fleischman

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