Patomak Global Partners

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Market vs. Prudential Regulation of the Captial Markets, SIFMA Prudential Bank Regulation Conference

Since the financial crisis, there has been a much greater emphasis on imposing a comprehensive prudential regulatory framework on U.S. capital markets activity, which previously had been governed largely through only market regulation. This panel will debate the relative merits of prudential versus market regulation for capital markets activities, and offer an assessment as to whether additional refinements are required to achieve a more proper balance.


Stephen M. Cutler 
 Vice Chairman
JPMorgan Chase & Co.


Paul Atkins 
 Chief Executive Officer
Patomak Global Partners

Annette L. Nazareth 
Davis Polk & Wardwell LLP

Patrick M. Parkinson 
 Managing Director
Promontory Financial Group

Marc R. Saidenberg 
 Principal, Financial Services Advisory Practice
Ernst & Young LLP

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