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SIFMA Annual Meeting

The Future of Market-Based Finance

Regulators continue to contemplate market-based finance and the role of asset management generally, including the FCA who recently completed an extensive study on the sector and recommended substantive reforms. What is the impact of these reforms and what other reforms might be necessary? Is there still a role for both passive and active management?

MODERATOR

Robin Wigglesworth
US Markets Editor
Financial Times

PANELISTS

Paul Atkins
Chief Executive Officer
Patomak Global Partners

Paul P. Andrews
Secretary General
International Organization of Securities Commissions (IOSCO)

Chester Spatt
Pamela R. and Kenneth B. Dunn Professor of Finance
Carnegie Mellon’s Tepper School of Business
Distinguished Visiting Professor, Golub Center for Finance and Policy (GCFP)
MIT Sloan School of Management

Christopher Woolard
Executive Director of Strategy and Competition
Financial Conduct Authority (FCA)

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