Deborah Montick has more than 25 years experience working for financial services firms and the government. She has advised investment advisory firms, the boards of directors of mutual funds, insurance companies, broker–dealers, off-shore fund sponsors, and international financial holding companies.
Previously, as Senior Counsel and Director of the Nomura Group’s asset management subsidiaries in the United States, Ms. Montick was responsible for overseeing legal matters on registration, trading, marketing, and distribution of products worldwide, compliance, and SEC examinations. She was involved with new product development for private and public funds, ERISA accounts, state pension funds, separate accounts, Japanese mutual funds, off-shore funds, collateralized loan obligations, fund of funds, and sub-advisory arrangements.
Prior to Nomura, Ms. Montick was Associate Counsel and First Vice President at Mitchell Hutchins Asset Management, Inc., Associate Counsel at Kemper Financial Services, Inc., Senior Attorney at Guardian Life Insurance, and an Enforcement Attorney at the U.S. Securities and Exchange Commission.
Ms. Montick received her J.D. degree from American University and her B.A. degree, with highest distinction, from The Pennsylvania State University.