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CFTC Rulemakings list


Final Rule: Registration of Intermediaries

Final Rule: Registration of Intermediaries

RIN: 3038–AC96

Agency/Agencies: CFTC

Federal Register Publication Date: 08/28/2012

Summary: The CFTC adopted regulations to further implement new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) regarding registration of intermediaries. Specifically, the CFTC adopted certain conforming amendments to the CFTC’s regulations regarding the registration of intermediaries, consistent with other CFTC rulemakings issued pursuant to the Dodd-Frank Act, and other non-substantive, technical amendments to its regulations.

Ianthe Zabel
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