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Final Rule: Swap Data Recordkeeping and Reporting Requirements

Final Rule: Swap Data Recordkeeping and Reporting Requirements

RIN: 3038–AD19

Agency/Agencies: CFTC

Federal Register Publication Date: 01/13/2012

Summary: The CFTC adopted rules to implement the Commodity Exchange Act relating to swap data recordkeeping and reporting requirements. These sections of the CEA were added by the Dodd-Frank Wall Street Reform and Consumer Protection Act (‘‘Dodd-Frank Act’’). The adopted rules apply to swap data recordkeeping and reporting requirements for swap data repositories, derivatives clearing organizations, designated contract markets, swap execution facilities, swap dealers, major swap participants, and swap counterparties who are neither swap dealers nor major swap participants. The recordkeeping and reporting requirements of this rule further the goals of the Dodd-Frank Act to reduce systemic risk, increase transparency and promote market integrity within the financial system.

Ianthe Zabel
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