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Final Rule: Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

Final Rule: Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

RIN: 3038–AD25

Agency/Agencies: CFTC

Federal Register Publication Date: 02/17/2012

Summary: The CFTC adopted final rules to implement Section 4s(h) of the Commodity Exchange Act pursuant to Section 731 of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. These rules prescribe external business conduct standards for swap dealers and major swap participants.

Ianthe Zabel
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