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Final Rule: Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries

Final Rule: Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries

RIN: 3038–AC61

Agency/Agencies: CFTC

Federal Register Publication Date: 09/10/2010

Summary: The CFTC adopted a comprehensive regulatory scheme to implement the provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 and the CFTC Reauthorization Act of 2008 with respect to off-exchange transactions in foreign currency with members of the retail public (i.e., ‘‘retail forex transactions’’). The regulations and amendments to existing regulations establish requirements for, among other things, registration, disclosure, recordkeeping, financial reporting, minimum capital, and other operational standards.

Ianthe Zabel
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