Final Rule: Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates Ianthe ZabelNovember 16, 2016
Final Rule: Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps Ianthe ZabelOctober 14, 2016
Final Rule: Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps Ianthe ZabelJune 27, 2016
Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants-Cross-Border Application of the Margin Requirements Ianthe ZabelMay 31, 2016
Final Rule and Interim Final Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Ianthe ZabelJanuary 6, 2016
Final Rule: Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special Entities Ianthe ZabelSeptember 26, 2014
Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds Ianthe ZabelJanuary 31, 2014
Final Rule: Derivatives Clearing Organizations and International Standards Ianthe ZabelDecember 2, 2013
Final Rule: Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy Ianthe ZabelNovember 6, 2013
Final Rule: Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees Ianthe ZabelOctober 28, 2013
Final Rule: Clearing Exemption for Certain Swaps Entered Into by Cooperatives Ianthe ZabelAugust 22, 2013
Final Rule: Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators Ianthe ZabelAugust 22, 2013
Final Rule: Enhanced Risk Management Standards for Systemically Important Derivatives Clearing Organizations Ianthe ZabelAugust 15, 2013
Final Rule: Process for a Designated Contract Market or Swap Execution Facility To Make a Swap Available to Trade, Swap Transaction Compliance and Implementation Schedule, and Trade Execution Ianthe ZabelJune 4, 2013
Final Rule: Core Principles and Other Requirements for Swap Execution Facilities Ianthe ZabelJune 4, 2013
Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades Ianthe ZabelMay 31, 2013
Final Rule: Reassignment of Commission Staff Responsibilities and Delegations of Authority Ianthe ZabelApril 16, 2013
Final Rule: Delegation of Authority To Disclose Confidential Information to a Contract Market, Registered Futures Association or Self-Regulatory Organization Ianthe ZabelApril 11, 2013
Final Rule: Clearing Exemption for Swaps Between Certain Affiliated Entities Ianthe ZabelApril 11, 2013
