Expertise, Efficiency, Edge
Financial services companies are operating in one of the most volatile and challenging legal, regulatory, and policy environments in history.
To remain competitive, companies need to stay ahead of the curve as changing leadership in the U.S., E.U., and financial market centers across the globe bring different priorities, focus, and approaches.
Patomak is an expert in financial markets and regulation, and brings that deep expertise to clients. Patomak’s model is designed to operate efficiently for clients, delivering the right outcomes for the best value. Patomak’s work gives clients a competitive edge by solving problems, and identifying opportunities. Our strategic services to support clients include:
Strategic Regulatory Advice Services
• Strategic public policy perspective; domestic and international regulatory developments
Compliance and Risk Management Services
• Compliance program creation and assessment; examination preparation and assistance; compliance and ethics training; trading systems and technology assessments; due diligence; corporate governance advice
Enforcement and Litigation Support
• Independent compliance consultancies and corporate monitorships; litigation support and expert witness testimony; crisis management
Patomak works with a wide range of publicly-traded and private companies, asset managers, broker-dealers, banks, insurance companies, exchanges, commodities and futures operators, institutions, trade associations, and law firms.